Personal Information Protection Policy

We are taking proactive steps to safeguard the private information of our customers by building a secure environment as outlined in this Privacy Policy.

Article 1. Acquisition and Utilization of Personal Information

The Company shall obtain the Personal Information after clarifying the purpose of utilization thereof and use it only within the scope of purpose. The purpose of utilization shall be specified in the Personal Information Management Ledger and the Personal Information Manager of individual departments which handle Personal Information shall be responsible for establishing and carrying out the confirmation procedures for the prevention of deviation from the purpose of utilization.

The Company shall also establish and arrange the internal management scheme and take safety management measures in order to prevent the utilization of the Personal Information beyond the scope of the purpose of utilization.

Article 2. Management and Protection of Personal Information

The Company shall strictly manage Personal Information and shall not disclose or provide data to any third party unless the Company obtains the consent of customers or unless the Company does so in accordance with laws and regulations. The Company shall lay down and carry out safety management measures in order to prevent divulgement, loss, or damage to the Personal Information. The Company shall also lay down and carry out procedures for preventing problems. In the event of any problem, the Company shall promptly take corrective measures in order to prevent recurrence thereof.

Article 3. Compliance with Laws, Regulations, and Norms

The Company shall comply with laws and regulations, guidelines set by the national government and other norms applicable to the handling of Personal Information in the Company's possession.

Article 4. Response to Inquiries and Complaints

The Company shall arrange the scheme and procedures for reception of and response to inquiries and complaints about Personal Information in its possession and quickly respond to them.

Article 5. Continuous Improvement of Schemes and Mechanisms of Management of Personal Information

Protection

The Company shall continuously improve the scheme and mechanism of management of personal information protection.

Established on June 16, 2010
SBI CAPITAL Co., Ltd.
Yoshitaka Kitao
Representative Director and CEO

Contact point about Personal Information
Postal code: 106-6018
Izumi Garden Tower 18F, 1-6-1 Roppongi, Minato-ku, Tokyo
Telephone number: +81-3-6229-1610